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1. The cost of looting
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Stealing the past from under our feet |

Three cases that shook the art world

The arguments against market regulation

The 1970 Convention

Indiana Jones has no future”

Interview by Michel Bessières UNESCO Courier Journalist.

Even though the plundering goes on, a collector who purchases a piece with dubious provenance can no longer live with a clear conscience, says Lyndel Prott, director of UNESCO’s Cultural Heritage Division
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Up for grabs: in Bogota, a public sale of looted pre-Colombian ceramics.


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What's in vogue



Three cases that shook the art world

1981. Sotheby’s announced the “Sevso treasure” auction. The value of this Roman silverware service, a prime example of late Roman style, is put at $10 million. But the Lebanese export certificates were forgeries, and the treasure was seized in New York. The investigation laid the blame on Sotheby’s.
Today, the origins of the Sevso treasure remain unknown. None of the countries claiming the silver, including Lebanon, Hungary and Croatia, has been able to prove that it may have been looted from their territory. The investigation was abandoned, and the treasure was given back to its English owner.

1990. During the Biennale des Antiquaires show in Paris, French law enforcement officers seized a painting by the 17th-century Dutch master Franz Hals from the stand of New York’s Newhouse Galleries. The work came from the outstanding collection formed in the 19th-century by an Alsatian Jew, Adolphe Schloss. In 1943, the Nazis, assisted by the French police, seized the collection. Half was recovered in 1945. After that, the Franz Hals work, one of the missing paintings, was sold at auction four times (by both Sotheby’s and Christie’s) without raising the slightest question about its provenance, even when it was accompanied by the comment, “Schloss collection, stolen by the Nazis.” Accused of receiving stolen goods, the American gallery owner Adam Williams must appear in a French court in May 2001: a first in the trafficking of art works.

2000. In April 2000, the French press revealed that three Nok sculptures from looted sites in Nigeria were on display at the Louvre’s new “first arts” museum. Stéphane Martin, the museum’s director, justifies the 2.5-million-franc ($357,000) purchase. “We knew perfectly well under what conditions they had left Nigeria,” he says. “They’re still masterpieces. It’s better to show them to the public than to leave them in a cellar.” Martin says that the Louvre and the Nigerian government signed an agreement authorizing the purchase. But in November, Lord Colin Renfrew, director of Cambridge University’s McDonald archaeological institute, accused France of trafficking. Then, Nigeria’s ambassador to France, Edward Abiodun Aina, said, “there is no agreement on the acquisition of these pieces,” clearing the way for a restitution request.



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World cost of looting





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In May 1945, American GIs seized Old Master paintings from Hermann Goering’s loot.
Owning stolen works will soon be as objectionable as wearing fur or smoking in public,” the American magazine Art & Auction wrote recently. Do you agree?
It’s true that the climate is changing. Moreover, it’s not just a simple matter of saying the right thing. More and more, looting is seen as morally indefensible.

And yet, the plundering goes on.
Sometimes it’s even getting worse. This is the case in countries destabilized by war, such as Afghanistan, of course–where pillaging takes place on a massive scale in addition to destruction– but also in Cambodia and Iraq. Bas-reliefs from Sennacherib’s palace in Nineveh have been turning up in western countries for several years.
What’s more, looters are acting on a large scale because of the technical means they’re using. The tombaroli of southern Italy are ransacking archaeological sites with earth-moving equipment. Treasure hunters equipped with metal detectors in Icklingham, Great Britain, have unearthed Roman bronzes, which were sold to a private collector in the United States. In Central America, they have electric generators and circular saws to steal Mayan stele. In China, underwater sites off the Xisha islands are attacked with dynamite. Devastated cemeteries in Jordan, mutilated idols in Nepal and wrecked Buddhist stupas in Pakistan attest to the scope of demand in the northern countries.

How would you explain the growth of the art market in the northern countries?
It’s a combination of factors. In the United States, nearly a decade of steady growth has given a new impetus to speculation on art. Furthermore, major museum exhibitions have introduced long-overlooked cultures to the public: collectors are increasingly numerous and their interest is diversifying. More generally, cultural consumption occupies a preponderant place in the economy.

Would you like to see this market regulated?
U
NESCO encourages the movement of art works provided they have a determined provenance. What we’re fighting against is the illicit trade, which requires calling certain traditions into question. If you sell a piece of land or a car, the buyer asks you for a deed or registration papers. That’s not the case with cultural property. It’s an exception.

Where does that come from?
An aura of prestige surrounds the art market, where people think it would be unseemly to question collectors’ integrity. The confidentiality of transactions is still the rule. For generations up to the 1990s, diplomats acquired and unlawfully exported important works. That kind of behaviour supposedly reflected their interest in culture. At the same time, INTERPOL has told us that operations against drug trafficking have led to the seizure of several hundred paintings. In criminal circles, art is a nameless, reliable means of payment which keeps its value over long periods.
Despite all that, you say mentalities are changing.
Today, this reality no longer goes unnoticed. The media report on looting and illicit trade. And rightly so, because these deeds fill us with outrage. A collector who purchases a piece with a questionable provenance can no longer live with a really clear conscience. What’s more, a series of steps has been taken to curtail trafficking. Individuals, institutions, national minorities and States are the driving forces behind these initiatives. At this level, the main instrument in the fight against looting is the 1970 Convention drafted by U
NESCO (see box).

Is the Convention enough to cope with the problem?
I
t has gone a long way to help change mentalities. In the early 1970s, museum curators would say, “Our job consists of putting together the most beautiful collections possible. U
NESCO should be helping us instead of putting obstacles in our way.” Today, very few curators see things that way. Most museums have adopted the code of conduct drafted by the International Council of Museums (Icom), which cooperates closely with UNESCO. It requires the museum not to acquire, or display pieces without good provenance.
Sometimes, museums also ask us for information on the provenance of a certain piece they would like to acquire. This notably happened when we sent out specific warnings with regard to pieces from Cambodia, Iraq and Afghanistan.

Has public opinion also changed?
Yes. In the 1980s, the media challenged the “Indiana Jones” mentality, unscrupulous hunting for treasures of all kinds, by explaining the problems looting creates for the countries concerned. At the same time, non-governmental organizations have decided to react. I’m especially thinking of the Berne Declaration, a Swiss NGO that manages educational and economic projects in the southern countries. This group saw the extent to which looting has become a cause of cultural alienation for people living in the countries where it is ongoing. So it published first-hand accounts of the human consequences of cultural heritage loss. In Switzerland, a major art-market country, a change in attitude has been observed since these steps were taken. We’re still in this stage; many countries are acknowledging that looting is not just somebody else’s problem.

Have opinion campaigns linked to the restitution of property looted by the Nazis helped raise people’s awareness?
Yes, of course. In the 1980s, public opinion realized the scope of the looting. It resulted from a huge injustice and could no longer go unnoticed. This has worked in our favour: if art dealers and museums had adopted the principles set down by the UNESCO Convention, they never would have reached that point, because the illegal origin of many of the works concerned was known. From that point on, if the rules of restitution must be applied to Europe, they are good for the rest of the world as well.

Do art dealers agree to these principles?
Some professionals are changing. In Great Britain, art dealers have taken part in an interministerial committee which recommended, after completing its work, that the United Kingdom join the 1970 Convention. In Switzerland, the market’s reputation has been marred by the retention of cultural–or other–property looted during the Second World War. Faced with the rise of public awareness, dealers have seen where their interests lie. And they don’t rule out that the country will join the U
NESCO Convention.

Historically, the creation of collections responds to a desire for knowledge of past civilizations. In your eyes, is this concern still legitimate?
Yes, but today we have greater respect for cultural diversity. Aside from items produced by other cultures, we’re also interested in their approach, their perception of the world. The United States, New Zealand and Australia, which share a colonial past, have ended up understanding that they must involve ethnic minorities in the management of their collections, by not exhibiting certain sacred pieces or by respecting customs. Acquisitions linked to colonialism, based on an aesthetic appreciation, but which ignore the damage, the uprooting caused to the other culture, are being questioned.

What can the source countries do to curb trafficking?
Estimates put the share of looted pieces that are recovered at five to ten percent. Not more. It’s obvious that those countries bear the main responsibility for protection. Around the world, we bring countries together in regional workshops, first of all to help them set up networks between law enforcement agents, customs officers and museum curators. When they don’t work together, their efforts are less effective. We also turn to consultants who help to improve national laws. And we help these countries draw up inventories. Recently we held a workshop in Viet Nam. The city of Hanoi alone boasts over 700 pagodas and temples housing thousands of valuable pieces. Most of them have not been inventoried. A Chinese expert gave a talk that got the undivided attention of listeners. Viet Nam is opening up to tourism, he explained. You should adopt methods of control before it’s too late. China went through the same experience and, in a few years, looting reached a scale that nobody could have foretold.

But can looting be stopped? People living in impoverished rural areas have an immediate economic interest in excavating.
Yes, they do. But once again, the trend can be reversed. In Peru, for example, where tomb-raiding was rampant, Walter Alva’s initiative has changed things (see p. 30). He sat down with the Indians and explained, “These are your ancestors.” We’re doing all we can to help raise awareness. As soon as the local population is convinced of the importance of cultural heritage, they become a site’s best curators.


plus

http://www.unesco.org/culture
http://www.icom.org
http://www.artloss.com




The arguments against market regulation

“The interchange of cultural property among nations increases the knowledge of the civilization of Man and enriches the cultural life of all peoples…” says the preamble of the 1970 Convention. Advocates of controlling the market are not opposed to the movement of cultural property. They are against illicit trade, which involves pieces of undetermined provenance. This crucial point made, here’s why their adversaries’ arguments do not stand up upon close examination.

Only the market gives works value. Without a market, heritage is neglected.
Wrong. Many pieces without any commercial value are of primordial interest to archaeologists. For example, simple shipboards analyzed via dendrochronology (the study of the growth rings of trees), are used to date shipwrecks. Moreover, fluctuation in sales prices often bear no relationship to a work’s aesthetic qualities or historic interest. For example, a price surge sometimes leads to a spate of forgeries followed by total depreciation. Today, the prices of Daum and Gallé Art Nouveau vases have fallen to an all-time low.

The defenders of heritage encourage a nationalist reaction against a more universal conception of culture.
Each country should be entitled to keep a representative ensemble of its heritage, which is an integral part of its identity. This principle does not call into question the free movement of works with a lawful provenance, nor does it violate the universalistic conception of culture in any way. Furthermore, archaeological looting is a form of theft, so it is legitimate for countries to combat it: those still rich with archaeological sites, such as Turkey, Italy and Greece, or those that have lost almost everything, such as the Samoa islands, Bangladesh and Mali.

Because of political instability or the corruption of elites, some countries are incapable of preserving their heritage. The pieces are better off in the collections of northern countries.
After a rash of thefts from several museums in Nigeria last year, Frank Willett, a highly regarded Scottish expert on that country, urged collectors not to restitute pieces that resurface on the market and accused the authorities of complicity in the robberies. The argument is not lacking in merit, but it overlooks an essential part of the problem. Trafficking, and the corruption that it implies, exists to meet demand. There is a market of course, but what’s most important, is its tradition of confidentiality, against which the advocates of control are campaigning. The solution: museums and private collectors with unscrupulous acquisitions policies could invest the same sums to fund official archaeological excavations. For example, the U.S.-based Packard Foundation has earmarked $5 million for archaeological research in Zeugma, Turkey, helping to prevent the looting that has plagued this great site of Roman mosaics until now.

What entitles archaeologists to prevent poverty-stricken farmers from looting their ancestors’ graves if that enables them to feed their families?

Looting does not feed the looters. Several years ago, an Indian farmer sold a freshly-exhumed idol to a local middleman for 12 pounds sterling ($7.50). Three years later, the same item was sold at a London auction for 300 000 pounds sterling ($188,000). On the contrary, maintaining a site constitutes an economic resource for local populations.

The 1970 Convention

The UNESCO Convention on “the means of prohibiting and preventing the illicit import, export and transfer of ownership of cultural property” culminated a long period of rising awareness. As early as 1921, the Sèvres treaty was the first attempt to control the movement of archaeological pieces in the Middle East.
When many countries around the world acceded to independence in the 1960s, the former colonies wanted to obtain the restitution of their heritage, or at least to stop the looting. Nigeria, China and Indonesia were very active. So was Greece, which had undergone plundering for over a century.
Today, the 91 states that are parties to the Convention agree to oppose the import, export and transfer of stolen cultural property and to the principle of their restitution. They also agree to impose rules on museums and dealers to wipe out trafficking.
For a long time, the main art-market countries have expressed their misgivings about the Convention. Among them, the United States was the first signatory, but not until 1983.
A second convention was planned to overcome their reluctance. The document was drafted by Unidroit, the International Institute for the Unification of Private Law, an independent intergovernmental organization whose purpose is to standardize the private law of states in various fields. When this instrument was finalized in 1995, many countries complained that it was even more restrictive, and began taking the necessary steps to sign the 1970 Convention.
France ratified the Convention in 1997. Belgium and Switzerland, two of the leading art-market nations, are among the 13 countries on the verge of joining. Great Britain and Japan are reviewing the terms of their ratification.
The Convention is not retroactive, so it cannot be used to settle past disputes, such as the disagreement between Greece and Great Britain over the Elgin marbles. To resolve more recent conflicts, the 1970 Convention has set up an intergovernmental committee for the return of cultural property to its country of origin, which acts as a mediator. For example, the committee supervised the return of several hundred items that had been kept in the United States to the museum in Corinth, Greece, and is preparing the return to Bolivia of ancient textiles that had been illicitly exported to Canada.

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