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Recalling that at the
International Conference
convened by UNESCO in 1950, in Nice, the Universities of the World
stipulated
three indissociable principles for which every university should stand,
namely:
the right to pursue knowledge
for its own sake and to follow wherever the search for truth may
lead;
the tolerance of divergent
opinion and freedom from political interference;
the obligation as social
institutions to promote, through teaching and research, the principles
of
freedom and justice, of human dignity and solidarity, and to develop
mutually
material and moral aid on an international level.
Recognising that over the ensuing half century
much
has changed: new forms of higher education have developed; the numbers
of
universities, of academic staff, of students and not least the place
the
University now occupies in Society have evolved; the emergence of a
world
economy, with its benefits and its dangers, brings with it further
responsibilities of a highly practical nature alongside the
University's
historic and abiding commitment to universalism, pluralism and
humanism;
Acknowledging that in the course of the 20th
Century,
which has seen an unparalleled growth in knowledge, in research and in
their
diffusion, Society has entrusted to the University immense
responsibilities in
the common endeavour of human development, social, economic, technical
and
cultural advance, and in responding to major planetary problems such as
the
preservation of the environment and the eradication of poverty,
violence and
social exclusion; and that in its turn the University is, and will
remain,
vital in meeting Society's evident need to accommodate and steer rapid
if not
radical, change;
Convinced that human development and the
continued
extension of knowledge depend upon the freedom to examine, to enquire
and to
question, and that Academic Freedom and University Autonomy are
essential to
that end; that moreover the University does not exist for itself or
even for
the sake of knowledge but for the benefits it brings to Humankind and
to
Society by virtue and in view of its social utility;
Emphasising that neither Academic Freedom which
encompasses the freedom to enquire and to teach as well as the freedom
of
students to learn, nor University Autonomy are privileges but that they
are the
basic and inalienable conditions which enable the University as an
institution
of scholarship and learning, as too its individual members to meet,
fully to
assume and optimally to fulfil the responsibilities Society confides to
both;
Considering that Article 26 of the Universal
Declaration of Human Rights and Articles 13 and 15 of the International
Covenant on Economic, Social and Cultural Rights stipulate that "higher
education shall be equally accessible to all on the basis of merit",
underlining the importance of the full development of the human
personality and
the strengthening of respect for human rights, fundamental freedoms and
the
maintenance of peace, and that States "undertake to respect the freedom
indispensable for scientific research and creative activity";
Observing that the fundamental principles on
which universities are founded and which form the basis of their work
for the
common good have been reiterated by the international academic
community on
several occasions in the recent past (viz. the Declarations of Sienna
1982,
Lima 1988, Bologna 1988, Dar Es Salaam 1990, Kampala 1990, Sinaia 1992,
Erfurt
1996) and that they are also specifically highlighted in the
Recommendation
concerning the Status of Higher Education Teaching Personnel, adopted
at the
29th Session of the UNESCO General Conference 1997;
We consider it timely, at the occasion of the UNESCO
World Conference of Higher
Education, to reaffirm these principles and to redefine their
implications within the framework of a new Social Contract
which sets
out mutual responsibilities, rights and obligations between University
and
Society so that they may meet the challenges of the new Millennium:
1. The principle of Institutional Autonomy can be
defined as the necessary
degree of independence from external interference that the University
requires
in respect of its internal organisation and governance, the internal
distribution of financial resources and the generation of income from
non
public sources, the recruitment of its staff, the setting of the
conditions of
study and, finally, the freedom to conduct teaching and research.
2. The principle of Academic
Freedom can be defined as the freedom for members of the academic
community -
that is scholars, teachers and students - to follow their scholarly
activities
within a framework determined by that community in respect of ethical
rules and
international standards, and without outside pressure.
3. Rights confer obligations.
These obligations are as much incumbent on the individuals and on the
University of which they are part, as they are upon the State and
Society.
4. Academic Freedom engages the
obligation by each individual member of the academic profession to
excellence,
to innovation, and to advancing the frontiers of knowledge through
research and
the diffusion of its results through teaching and publication.
5. Academic Freedom also
engages the ethical responsibility of the individual and the academic
community
in the conduct of research, both in determining the priorities of that
research
and in taking account of the implications which its results may have
for
Humanity and Nature.
6. For its part, the University
has the obligation to uphold and demonstrate to Society that it stands
by its
collective obligation to quality and ethics, to fairness and tolerance,
to the
setting and the upkeep of standards - academic when applied to research
and
teaching, administrative when applied to due process, to the rendering
of
accounts to Society, to self-verification, to institutional review and
to
transparency in the conduct of institutional self-government.
7. For their part, organising
powers and stakeholders public or private, stand equally under the
obligation
to prevent arbitrary interference, to provide and to ensure those
conditions
necessary, in compliance with internationally recognised standards, for
the
exercise of Academic Freedom by individual members of the academic
profession
and for University Autonomy to be exercised by the institution.
8. In particular, the
organising powers and stakeholders public or private, and the interests
they
represent, should recognise that by its very nature the obligation upon
the
academic profession to advance knowledge is inseparable from the
examination,
questioning and testing of accepted ideas and of established wisdom.
And that
the expression of views which follow from scientific insight or
scholarly
investigation may often be contrary to popular conviction or judged as
unacceptable and intolerable.
9. Hence, agencies which
exercise responsibility for the advancement of knowledge as too
particular
interests which provide support for, or stand in a contractual
relationship
with, the University for the services it may furnish, must recognise
that such
expressions of scholarly judgement and scientific inquiry shall not
place in
jeopardy the career or the existence of the individual expressing them
nor
leave that individual open to pursual for délit d'opinion
on account of
such views being expressed.
10. If the free range of
inquiry, examination and the advance of knowledge are held to be
benefits
Society derives from the University, the latter must assume the
responsibility
for the choices and the priorities it sets freely. Society for its
part, must
recognise its part in providing means appropriate for the achievement
of that
end. Resources should be commensurate with expectations - especially
those
which, like fundamental research, demand a long-term commitment if they
are to
yield their full benefits.
11. The obligation to transmit
and to advance knowledge is the basic purpose for which Academic
Freedom and
University Autonomy are required and recognised. Since knowledge is
universal,
so too is this obligation. In practice, however, Universities fulfil
this
obligation primarily in respect of the Societies in which they are
located. And
it is these communities, cultural, regional, national and local, which
establish with the University the terms by which such responsibilities
are to
be assumed, who is to assume them and by what means and
procedures.
12. Responsibilities met within
the setting of 'national' society, extend beyond the physical
boundaries of
that society. Since its earliest days, the University has professed
intellectual and spiritual engagement to the principles of
'universalism' and
to 'internationalism' whilst Academic Freedom and University Autonomy
evolved
within the setting of the historic national community. For Universities
to
serve a world society requires that Academic Freedom and University
Autonomy
form the bedrock to a new Social Contract - a contract to uphold values
common
to Humanity and to meet the expectations of a world where frontiers are
rapidly
dissolving.
13. In the context of
international cooperation, the exercise of Academic Freedom and
University
Autonomy by some should not lead to intellectual hegemony over others.
It
should, on the contrary, be a means of strengthening the principles of
pluralism, tolerance and academic solidarity between institutions of
higher
learning and between individual scholars and students.
14. At a time when the ties,
obligations and commitments between Society and the University are
becoming
more complex, more urgent and more direct, it appears desirable to
establish a
broadly recognised International Charter of mutual rights and
obligations
governing the relationship between University and Society, including
adequate
monitoring mechanisms for its application.
(April 1998)
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