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Discussion Paper Series - No. 10
The facts and opinions expressed in this series are those of the authors and do not engage the responsibility of UNESCO.
I. AN OVERVIEWWith only 8% of the world's population, the Arab-Middle East has seen some 25% of all the world's armed conflicts since 1945. Most of these conflicts have been ethnically based. Table 1 shows the balance of inter-state and inter-ethnic armed conflicts in the region in terms of human and material cost. The Arab-Israeli conflict (some six wars and a continued Palestinian and Lebanese struggle against Israeli occupation) has claimed some 200,000 lives in forty years. In contrast, during the same period, ethnic conflicts have claimed several times as many lives. The Lebanese civil war (1975-1990) alone matched the same number of casualties as all the Arab-Israeli wars. The Sudanese civil war (on and off since 1956) has claimed at least five times as many lives as all Arab-Israeli wars. The same relative costs apply in terms of population displacement, material devastation, and financial expenditure.2
In the 1990s, we expect that the armed conflicts in the region
will be more of the intra-state than of the inter-state variety.
Militant Islamic activism is to be added to the on-going sources
of armed civil strife in a score of Arab-Middle Eastern countries.
Algeria and Egypt are currently two prominent cases in point.
Thus, the greatest threat to security of the states in the region
is likely to be internal. 3 The civil war in Yemen in 1994
was a possible preview of things to come. The ideological and
regional dimensions of the conflict were entangled with sectarian
ones - i.e. between a Sunni, Shafeie, allegedly socialist elite
in the South vis-a-vis a Shia'a, Zaydi, tribal elite in the North.
The manipulation or spill-over effects of each internal armed
conflict could, of course, lead to inter-state conflicts as well.
This paper, however, deals with only one type, the ethnically
based, internal conflicts.
The disproportionality of ethnic conflicts vis-a-vis inter-state
conflicts is more surprising in view of the global socio-cultural
demographics of the Arab world. With the broadest definition of
"ethnicity," as referring to contiguous or co-existing
groups differing in race, religion, sect, language, culture or
national origin, 4 the Arab world is ethnically one of
the more homogeneous areas in the world today.
In 1993, the Arab world had a population of slightly over 236
million. The overwhelming majority (80% i.e. 190 million) share
the same ethnic characteristics: Semitic-Hamitic-Caucasian. Religiously,
they are Muslims of the Sunni denomination and culturally and
linguistically, they are Arabic speaking (see Tables 2 and 3). In terms of national origin, they have been rooted for
many centuries in the same "Arab Homeland" (extending
from Morocco on the Atlantic Ocean to Bahrain in the Arab Persian
Gulf). This overwhelming majority gets even bigger as we add groups
which differ in only one ethnic variable which is perceived by
the respective group itself as being a marginal element in the
definition of its identity. For example, most Shia'a Muslims and
most Christians living in the Arab world consider their "Arabism"
as the primary axis of their identity, superseding their "Shi'ism"
or "Christianity". For them, the "linguistic-cultural"
variable is the more salient ethnic-divide. On this basis the
Arab "majority" jumps to over 86% of the population
in the Arab world. Table 4 shows the major ethnic groupings
in the Arab world along four dimensions: cultural-linguistic,
religious, denominational, and racial. Despite the apparent ethnic homogeneity on the pan-Arab level, we observe marked ethnic heterogeneities in several countries - e.g. Sudan, Lebanon, Iraq, Syria, Algeria, Morocco, Mauritania, Bahrain, and Yemen. In these nine countries, as many as 35% or more of the population differ from the Arab Muslim Sunni Caucasian majority in one or more of the four ethnic variables (language, religion, sect, or race). It is noted that nearly all nine countries are located at the outer rim of the Arab world, often intersecting a cultural borderland. In all nine countries, there has been some overt form of ethnic tension. In four of them - Sudan, Iraq, Lebanon, and Yemen - such tensions have flared up in recent decades into a protracted armed conflict. The unity and territorial integrity of each has been seriously threatened. 5
Despite the preponderance of ethnic conflicts in the Arab world,
Arab social scientists and political activists alike have not
given the phenomenon its due share of attention. The last book
written by a contemporary Arab scholar, Albert Hourani, was in
1947 - i.e. some 48 years ago. 6 Marxists, Nationalists,
and Islamists have tended to ignore the ethnic question or write
it off as residual. The "foreign factor" (e.g. Imperialists
and Zionists) has been offered as a common explanation underlying
most ethnic conflicts in the Arab world. While such a factor
is not to be dismissed, a new generation of Arab social scientists
is now going far beyond such conspiratorial explanations of ethnic
conflict. 7 The remainder of this paper offers an account
of these new endeavours, discussed under the following four headings:
Competing loci of identity, Dilemmas of modern state-building,
Socio-economic cleavages, Vulnerabilities to external factors.
The four problematiques are generally inter-connected in all Arab
countries; but their interplay is particularly acute in those
countries with greater ethnic heterogeneity. The disintegration
of traditional Islamic policies in the 19th century, the final
collapse of the Ottoman Empire (1922), and the concomitant or
subsequent Western colonial designs led to the fragmentation of
the Arab world and the embryonic beginnings of modern "territorial
states" in the inter-war period (1918-1939). 8 As
these states gained political independence in the 1940s-1960s
period, they inherited equally fragmented ethnic minorities. The
political space was replete with challenges that had to do with
forging a national identity, state-building, consolidating independence,
achieving socio-economic development, and ensuring reasonable
measures of equity. Moreover, these challenges arose in an international
system polarized by the ideological and geopolitical conflict
of the Cold War (1945-1990). Beyond the immediate scope of this paper, there is substantial relevance to other Middle Eastern countries - Turkey, Iran, Israel and Cyprus. In each of these the ethnic question has flared up periodically. The most recent and dramatic case in point is that of the armed conflict between government forces and the Kurdish rebels under the Kurdish Worker's Party (PKK), in Southern Turkey, starting in late 1994 and continuing well into 1995. Some 50,000 of the Turkish army and Air Forces have waged a campaign of search-and-destroy against the PKK in Turkey and a strategy of "hot pursuit" in neighbouring Iraqi territory. 9 The Turkish-Kurdish problem has all the stamp of the Iraqi-Kurdish, Iranian-Kurdish, and to a lesser extent, the Syrian-Kurdish counterparts. The roots and subsequent dynamics are nearly the same, i.e. the fragmentation of indigenous peoples and groups against their will to suit original colonial designs; and later on to suit the newly created territorial states. However, we will confine our treatment to the Arab world as a geopolitical cultural area, distinct from the rest of the Middle East though naturally overlapping with and similar to it in many ways.
II. THE QUESTION OF IDENTITYA. The Islamists' Vision and EthnicityThe Islamists, naturally, base the political bond of culture, society, and state on religion. This would automatically exclude non-Muslims from the respective policies of the Arab world - i.e. some 18 million, mostly Christians together with a few hundred thousand Jews (see Table 5). In its extreme purist form, the exclusion would entail some 21 million non-Sunni Muslims as well (i.e. various Shia'as and Kharajite sects). Mainstream Islamists would make that exclusion partial - i.e. confined to banning non-Muslims from assuming top commanding offices (e.g. heads of state, governors, and the judiciary). 10 Their rationale is that holders of such offices perform not only temporal roles but also carry out religious duties - i.e. leading the prayers, implementing the Shari'a (Islamic law), and commanding the faithful in the Jihad (holy religious war). The purist Islamists would make the exclusion of non-Muslims complete from any state or governmental role at any level. To them, non-Muslims are to exist as "protected communities," (ahl zimma), run their own communal affairs, and pay the "jezia" (a poll tax). 11 So long as they respect the Muslim majority and recognize the sovereignty of the Islamic state, non-Muslim communities are to be treated with respect, compassion and religious tolerance.
In this vision, all Muslims are considered equal regardless of
their ethnic origins, culture, or national origin. Accordingly,
Muslim Kurds (in Iraq and Syria), Berbers (in Algeria and Morocco)
and Black Muslims (in Mauritania and Sudan) are not considered
"minorities". Together these Muslim (but non-Arab) groups
number over 20 million. This Islamist vision of the "political
order" would naturally be welcomed by non-Arab but Muslim
members of the community, in which "citizenship" is
based on religion. Obviously, in such a polity non-Muslims in
the Arab world feel quite threatened, as well as alienated.
B. The Arab Nationalist Vision and EthnicityThe Arab nationalist vision started to unfold in the last decades of the Ottoman Empire. It emerged as a reaction to both Ottoman rule and the Young Turks' Turanic or Pan-Turkic ideology. In its pure form, the Arab nationalist vision is predicated on "culture" and "language" as the pillars of political identity of state, society and citizenship. In this sense, Arab nationalism has been a secular ideology. Accordingly, all native speakers of Arabic, bearers of Arab culture, and who perceive themselves as "Arabs" would be full-fledged members of the "Arab nation," enjoying full rights of citizenship regardless of ethnic origin, religion or sect. The Arab nationalist vision would not recognize other non-Arab national or cultural groups living in the "Arab Homeland" as autonomous communities or independent entities in their own right. However, their individual members would be treated as equal "Arab" citizens under the law. 12
Thus, while the Islamists would exclude "non-Muslims",
the Arab nationalists would exclude "non-Arabs" from
full-fledged membership of the polity. At present (1995), the
size of the latter group is some 20 million. On the other hand,
non-Muslim Arabs are to be fully integrated in the national political
community and these amount to some 18 million (mostly Christians).
Naturally non-Arabs would feel threatened by the Arab nationalist vision. This is particularly the case with sizeable non-Arab communities which have national aspirations of their own (e.g. the Kurds) or who are keen on preserving their cultural integrity and language (e.g. the Berbers). Also, some non-Muslim communities fear that despite its secular appearance, Arab nationalism has its Islamic underpinnings. This apprehension is to be found explicitly among the Maronite Christians of Lebanon, and implicitly among the Christian Copts of Egypt. 13
Thus each of the competing paradigms of identity in the Arab world
would exclude what the other would include in their respective
definition of the political community. We will see how modern
state-builders, in practice, have tried to cope with this dilemma
by the subtle evolving of country nationalism referred to as
"Wataniyya". 14
C. The Intractable Question of IdentityAs it turns out in the Arab world, as elsewhere, the question of identity is one of the most vexing socio-political cleavages. It taps cultural, symbolic, and existential notions of individual and collective self. Unlike other cleavages (e.g. class, occupational, educational, ideological, political), ethnic identity and the conflicts it generates are "intrinsically less amenable to compromise than those revolving around material issues". 15Both the Islamic and nationalist visions have failed to take into account sub-identities within their own broad primordial frame of reference. Thus, Islamic visionaries have tended to play down sectarian cleavages within and between fellow Muslims. In the Lebanese civil war (1975-1989), more Shia'a and Sunni Muslims killed each other than they killed Christians. Indeed, more Shia'a Muslims killed each other than they killed Sunni and Druz Muslims, and than Christians of all sects. By the same token, more Christians were killed by other Christians than by Muslims in the Lebanese civil war. 16 Nor would proponents of the Islamic vision of a political identity take much comfort from the infighting among Afghani Muslim Mujahideen which claimed more Muslim casualties in three years (1990-1993) than the entire 10 years war of resistance against the Soviet and Soviet-backed regime (1980-1990). 17 Equally, proponents of the pan-Arab nationalist vision have been seriously discredited by actions of regimes spousing that vision. The quarter of a century rivalry between the two Baathist regimes in Iraq and Syria is a dramatic case in point. It just happens that the elite of each regime belongs to a different religious Muslim minority sect in their respective countries. 18 Much of the tension in North Yemen (1970-1990) and then in unified Yemen (1990-1994), which escalated into a full-fledged civil war in mid-1994 has not been without its Muslim sectarian undertones. Despite official denials by all parties in the conflict, the hidden but persistent cleavage has been between the Shia'a Muslim Zaydis of the North and the Sunni Muslim Shawafi of the South.19 Thus elegant and neat as the two competing visions of identities in the Arab world may be, they have failed in practice to project a coherent or consistent political program. They have failed to deal with sub-identities, let alone their interplay with other socio-economic variables.
III. THE TASK OF STATE-BUILDINGThe modern state-building process in the Arab world is some seven decades old. The earliest one in Egypt (1922) tackled the issue of identity with a compromise. While Egypt's first constitution (1923) was clearly secular, basing full citizenship on birthright, regardless of religion, race, or creed, nevertheless one article stipulated that "Islam is the state religion". But this was understood, in Egypt and elsewhere in Arab countries with similar constitutions and stipulations, to mean only two things which did not seriously impede the integration of non-Muslims into the polity. The first was that the head of state would be a Muslim;* the second was that Islamic Shari'a would be a source (but not the only one) of legislation.20
In practice, nearly every Arab state today has avoided the clear
dichotomies of choice - such as between religious vs. secular,
or national vs. country (Qawmiyya vs. Wataniyya)
- in forging their political-cultural identities. Instead each
Arab state (or regime) has attempted its own reconciliation, with
greater emphasis on one particular dimension but never to the
total exclusion of the other. Hence, it is possible to plot the
Arab States on the two continua of "religious-secular"
and "country (watan) - Arab nation (Umma Arabiyya)",
as the following diagram shows. Lebanon is the only exception
among Arab States, where a constituional tradition (since the
1940s) provides that the head of state e a Christian Maronite;
the Prime Minister a Sunni Muslim; and the Speaker of the House
(Parliament) a Shia'a Muslim. The 1980 constitutional reform did
not alter this tradition, through modified the powers invested
in these respective offices; and balanced the number of muslim
and Christian deputies in the Parliament.
The first continuum (religious-secular) is based on the salience
of religious symbols and rules of legitimization in basic documents
of the polity, e.g. Saudi Arabia's flag and state symbol is a
drawing of the Holy Qran, flanked by two crossed swords. The second
continuum is based on the salience and invocation of pan-Arab
nationalist principles in its basic political charters. For more
elaboration on these competing tendencies see, Ibrahim, Saad Eddin,
Society and State in the Arab World (Arabic), Amman: Arab
Thought Forum 1989.
The above pragmatic handling of reconciling secular and religious
considerations was not the only issue in forging the identity
of the new states. Early state-builders also had to contend with
reconciling pan-Arab national considerations with those of sub-national
identities (Qawmmi vs. Qautry). The leaders of the pan-Arab
movement who had rallied around Sherif Hussein of Mecca in the
Great Arab Revolt (1916) were frustrated and felt betrayed as
Britain and France reneged on their promises of Arab independence
and unification (as was later revealed by the secret Sykes-Picco
agreement). Yet Arab nationalist hopes remained alive. With the
successive independence of one country after another in mid-century,
early state-builders made another pragmatic reconciliation. In
their constitutions or declarations of independence, it was often
stipulated that while their country was declared as an "independent
sovereign state," it nonetheless remained an integral part
of the "Arab Nation" or the "Arab Homeland",
waiting for the opportune moment to "reunite with the other
Arab parts". 21 The establishment of the League of
Arab States in 1945 was a formalization of this compromise. It
ensured the separate independence of its member states but kept
the door open for gradual measures of cooperation, integration,
and unification.
Thus while Arab ideologists debated their competing visions, some
of which were mutually exclusive, practical statesmen and politicians
engaged in the "art of the possible". The above two
compromises were cases in point and operated reasonably well during
the early decades of independence in several Arab countries which
adopted "liberal" or quasi-liberal systems of governance
- e.g. Egypt, Iraq, Syria, Lebanon, Jordan and Morocco. Where
sizeable ethnic groups existed they were accommodated politically
under such "liberal" systems. In some cases (e.g. Lebanon
and Jordan), ethnic groups were formally or explicitly recognized
and allotted a proportional share in elected and ministerial councils.
In others (e.g. Egypt, Syria, Iraq), similar, though implicit
accommodations were practiced. In fact, the first Syrian Prime
Minister after independence, Faris Al-Khoury, was a Christian
and Egypt had Coptic Christian Prime Ministers such as Boutros
Ghali, and Youssef Wahba. Iraq had Shia'a and Kurdish Prime Ministers
and Speakers of the Parliament, e.g. I. Koubba. In other words,
socio-ethnic diversity was matched by a political pluralism of
one sort or another. The end of the first liberal experiment in those Arab States during the 1950s and 1960s entailed potential problems for their ethnic communities. The military regimes which took over power in many of them adopted militant Arab nationalist ideologies and bold socio-economic reforms. On both counts, they were bound to alienate this or that ethnic group in their respective countries. In Egypt, for example, Nasser's July 1952 Revolution alarmed non-Muslim communities on several grounds. None of the one hundred Free Officers who staged the Revolution was a Christian, when Copts alone (apart from other Christian denominations) represented some 8% of the population. Nor were Egyptian Copts particularly enthusiastic about the new regime's Arab nationalist orientation. Worse still was the regime's socialist policies which in the aggregate hit the Christians harder, as they were disproportionately represented in the landed bourgeoisie classes of Egypt. Something similar occurred elsewhere in the Arab world where military or single-party regimes ruled for several years. In countries with marked ethnic heterogeneity, this lack of political pluralism was bound to create tension. Even when military single-party regimes attempted to accommodate ethnic groups, such accommodation was often either nominal or arbitrary, depending on the whims of the rulers; thus leading to further alienation of these groups. 22
In two extreme cases, ethnic majority rule was replaced by the
rule of an ethnic minority. Thus, under the ideological guise
of the Arab Baath Socialist Party, an Alawite military rule has
tightened its grip on the Arab Muslim Sunni majority (65%) in
Syria since 1970. Since 1968 Iraq's Arab Muslim Sunni minority
(35%) has had the upper hand over all other ethnic groups, some
of which are numerically larger, e.g. the Shia'a Muslims who account
for about 45% of Iraq's total population. In the Sudan, members of the ruling military elite have invariably come from one Arab Muslim northern province around the capital Khartoum. Under populist, socialist, and now Islamic guise the three military coups d'état (of 1958, 1969, and 1989) have been staged by Arab Muslim officers from the north. In none of them was there a single southern non-Muslim officer at the start. Later on, a few token southerners were added. With the exception of Egypt, the alienation of ethnic groups vis-à-vis the ruling military-ideological single-party regimes has grown into overt unrest. In Iraq, Syria, Sudan, Algeria, Somalia, and Mauritania it has erupted into violent confrontations of varying degrees during the last three decades. At present, there is protracted armed conflict in the Sudan, Somalia, and Iraq. At times it is not only the legitimacy of the ruling regime which is challenged by this or that ethnic group, but also the legitimacy of the state itself. Thus, the territorial integrity of Sudan, Somalia and Iraq are now in serious question. Several decades of a state-building process is giving way to a reverse process of state-deconstruction.
IV. THE SOCIAL QUESTION : MOBILIZATION AND EQUITY
As elsewhere in developing regions, this social mobilization was
accompanied or followed by a steady rise in expectations on the
part of ethnic groups in the Arab world. Those expectations included
quests for a greater share in power, wealth, and prestige in their
newly independent countries. The brief liberal experiment in several
Arab States satisfied the quest of ethnic groups for political
participation, but not as much their quest for social justice
- i.e. an equitable share in wealth. The early years of military-ideological
populist regimes satisfied ethnic groups or promised to do so,
as far as social equity was concerned. Put into effect were such
redistributional measures as land reform, nationalization of foreign
and upper class assets, an open and free system of education,
the provision of equal opportunities and the adoption of meritocratic
systems of employment. However, as these regimes consolidated
and their tenure in power lasted, the reality and/or promise of
greater equity began to erode for all non-ruling groups, including
ethnic minorities.
Thus, with political participation long curtailed and social mobilization
continuing unabated, progress in social equity coming to a halt
or worsening, structural-relative deprivation has been steadily
rising since the 1970s. Such deprivations have been felt more
by ethnic groups than by other sectors in society. Consequently,
they were the first and the loudest in expressing their resentment
against what by now has become an authoritarian-bureaucratic ruling
class, with ideological trappings fading into the background.
Instead of responding to such protestations by resuming the march
of social equity or reopening the political system to more participation,
most Arab regimes responded by greater coercion domestically and/or
military adventures externally. Thus the Syrian regime got embroiled
in the Lebanese civil war (since 1975); the Iraqi regime in two
Gulf wars (with Iran 1980-88, and in Kuwait with an international
coalition in 1990-91); the Libyan regime in Chad (1975-1988);
the Algerian regime in a proxy war with Morocco in the Sahara
(1976-1990); the Somali regime in the Ogden with Ethiopia (1977);
and the Mauritanian regime in series of armed skirmishes with
Senegal (1990-1991).
Mounting internal coercion and external military adventures have
both had the effect of earmarking a greater share of state budgets
for arms purchases with a dwindling share to social programmes.
Thus social equity continued to worsen further for all non-ruling
groups, but especially for ethnic minorities. In this way the
ethnic divide in several Arab countries has been intensified by
a class divide. 24 The combination of class-ethnic deprivation
needed one more factor to erupt into an open armed conflict -
a foreign ally. This takes us to the external question.
V. EXTERNAL PENETRATION AND ETHNICITY IN THE ARAB WORLD
As early as the late 18th century, rival western powers scrambled
for a client-sponsorship of various ethnic groups that lived in
the provinces of the declining Ottoman Empire, the "Sick
Man of Europe". This was to be a pretext for possible inheritance
of such provinces upon the final demise of the "Sick Man".
A case in point was France's sponsorship of the Christian Maronites,
Britain's of the Druz Muslims, and Russia's of the Christian Orthodox
- all in one Arab-Ottoman province, Greater Syria (including Mount
Lebanon). On the whole, ethnic groups in the Arab world remained
long reluctant and sceptical of such unsolicited guardianship
by foreign powers. But as corruption and despotism of the ailing
Ottoman Empire reached its zenith, some of these groups accepted
such guardianships for protection not only against the central
authorities but also against real or perceived threats from other
indigenous ethnic groups at home. This nineteenth century pattern of big powers meddling in the Arab world's ethnic affairs continued into the twentieth century, both under direct colonial rule with fragmented Arab policies, as well as after formal independence. The big power actors varied during the two centuries but the pattern has remained essentially the same. After World War II, with more independent or new states in the Arab-Middle East, several regional actors have also become involved, often by proxy, in the ethnic affairs of one another. Notoriously among the latter were Israel (in Lebanon, Iraq, and the Sudan), Iran (in Iraq and Lebanon), Ethiopia (in the Sudan). 25 At times some Arab States also meddled in ethnic questions of neighbouring Arab and non-Arab States (e.g. Syria in Lebanon and Iraq; Iraq in Lebanon, Syria, and Iran; Sudan in Ethiopia). 26 The big power rivalry during the Cold War (1945-1990) added to this meddling a further complicating dimension of an ideological nature. At times factions of the same ethnic group were as much in conflict with each other as were their external (regional or global) patrons. Rarely did the external factor alone trigger serious ethnic conflicts, caused primarily by indigenous factors of political, socio-economic, or cultural nature of the kind discussed in sections II, III and IV above. What the external factor did, if played out, was to intensify, complicate and protract such conflicts. This is especially the case with armed ethnic conflicts, which tend, over time, to create a political economy and a sub-political culture of their own - far beyond the original issues of the conflict. The civil wars in Lebanon, Sudan, and Iraq are dramatic cases in point.
VI. ETHNICITY, CIVIL SOCIETY, AND DEMOCRATIZATIONA. Participatory PoliticsParticipatory political systems have proven to be the most effective modality for peaceful management of social cleavages in general, and ethnic conflicts in particular. Primordial loyalties are often moderated, reduced, or even eliminated as modern socio-economic formations (e.g. classes and occupational groups) freely evolve. The latter offer members of ethnic groups a substitute or at least a partial alternative for collective protection, and enhancement of legitimate rights and needs. They allow for the kind of criss-crossing modern associational networks which have come to be lumped under the concept of "civil society". In its broad sense, civil society would include political parties, trade unions, professional associations and other non-governmental organizations on the community and national levels. This kind of associational network has proven to be the nerve of participatory political system even when some of them are avowedly "apolitical". 27
Participatory politics may contribute, in some Arab countries,
to initial political instability or lead to various forms of demagogy.
Rival ethnic leaders may engage in "upmanship politics,"but
in the medium or long term, responsible democratic politics is
bound to prevail. In countries with sizeable ethnic groups concentrated
in one province or a geographic area, "separatist tendencies"
may also be expected, once the political system is opened to free
expression and free balloting - as is vividly, and sometimes tragically,
witnessed in the former USSR and Yugoslavia. While such a right
must be conceded in principle, it could in practice result in
chaos.
B. FederalismTo avoid the negative effects of such an eventuality, "federalism" or even "confederalism" should be real options. The flexible and imaginative application of "federalism" could make a modern functional equivalent of the Millet System of the Ottoman Empire. Federalism would reconcile the legitimate impulse of Arab States to preserve their territorial integrity with the legitimate right of ethnic groups to preserve their culture, human dignity and political autonomy.
It goes without saying that legitimate human and political rights
of minorities and ethnic groups could only be respected if they
are also respected for the majority. In fact, as the Lebanese
social scientist Antoine Messarra once observed, "no political
Arab regime has had a serious problem with an ethnic minority
without also having a serious problem with the majority in the
same country". 28 The Kurds and the Southern Sudanese
who have long risen up in arms against their central governments
have recently come to the same conclusion: their problem will
not be resolved without changing the entire political system to
one that is responsive and accountable to both the majority and
ethnic minorities. This proposition has been summed up by the
Kurdish national movement in the phrase, "democracy for all
Iraqis and autonomy for the Kurds". The Sudanese Liberation
Army (mostly Southerners) has adopted a similar slogan, "democracy
for all of the Sudan and federalism for the South".
Despite some serious and protracted armed ethnic conflicts in
the Arab World, there are instances where such conflicts were
better managed or altogether averted. Again, it was a combination
of participatory politics and decentralization or federalism.
Of special note here is the case of Berbers in Morocco and Algeria,
who constitute roughly the same percentage in the total population
- 25-35%. Although a cultural linguistic minority, the Berbers
in both countries are like the Arab majority, i.e. Sunni Muslims.
The Berbers have been an integral and important part of Maghreb
history since the seventh century AD. They took part in the Arab-Muslim
conquest of the Iberian Peninsula, as also Saharan and Sub-Saharan
Africa. Equally, in modern times, they were subjected to French
colonial rule, resisted its policy of "divide and rule",
and struggled for their countries' independence in the 1950s (Morocco)
and 1960s (Algeria). In the post-independence decade, Berbers
in both countries evolved their own cultural aspirations as a
distinct group. The Moroccan King accommodated those aspirations;
while the Algerian FLN ruling single party stunted them. In the
1990s, the Moroccan Berbers seem far more integrated in the national
politics of their country than their Algerian counterparts. The
latter have increasingly been agitating for cultural recognition.
The threat of Islamic militancy, with its "over-Arabization"
tendencies, is quickly turning Algerian Berbers' cultural quest
into an equally militant political protest. 29 At present
(1995), the Algerian state is under the severe cross-pressure
of both Islamic and Berber militants. 30 Thus, while Morocco
is sailing toward steady democratization with its Arabs and Berbers
alike, Algeria is disintegrating under the militancy of some Arab
and Berber groups. Sudan is another illustrative case. In 39 years of independence (1956-1995), the country had only 10 years of relative calmness between the South and the North (1972-1982). Those ten peaceful years were due to the Addis Ababa Agreement (AAAs) which provided for Southern Self Rule. When the Numairy military regime reneged on the AAAs in 1983 by restoring Khartoum's direct rule and imposed Islamic Shari'a on non-Muslims, the South flared up again in an armed insurrection. The situation has not improved despite the succession of three different regimes since then (1985, 1986, 1989). 31
Thus, while Morocco and Algeria represent two contrasting simultaneous
test cases of governance and ethnic management, Sudan represents
a one diachronic test case. The conclusion is basically the same:
nowadays, societies that are ethnically pluralistic, must also
be politically so. In conclusion, the way out of the present dilemmas of all Arab States, but especially those with marked ethnic diversity, is a triangular formula of civil society, democracy, and federalism. This triangle would be further enhanced by regional peace and economic cooperation. In the mid 1990s, all the positive ingredients for it are present. It only needs political imagination and the political will of new leaderships to engineer those ingredients together skilfully into a harmonious regional mosaic.
APPENDICES
![]()
Source : Files of the
Arab Data Unit (ADU), Ibn Khaldoun Center for Developmental Studies.
![]() Source : Saad Eddin Ibrahim, I992, Reflection on the Question of Minorities, (Arabic), Cairo: Ibn Khaldoun Center.
Most of these figures are approximations estimated
or taken pro rata from the following sources:
- A.W. Hourani, Minorities in the Arab World,
London: Oxford University Press, 1974.
- E. Gellner and C. Micaud (eds), Arabs and Berbers,
London: Duckworth, 1973.
- M.O. Beshir, The Southern Sudan: Background
to Conflict: Khartoum: Khartoum University Press, 2nd Impression,
1970.
- World Tables, Published for the World Bank
by the Johns Hopkins University Press, Baltimore, 1980.
- R.D. Maclaurin (ed), The Political Role of Minority
Groups in the Middle East, New York: Praeger, 1979 (Appendix
B, pp. 268-287).
![]() Source : Saad Eddin Ibrahim, 1992, Reflection on the Question of Minorities. (Arabic), Cairo: Ibn Khaldoun Center. Most of these figures are approximations, reached by two methods: (1) the last official enumeration plus the percentage of natural increase that is similar to the natural increase of the total of inhabitants in the countries where those groups live, for the years following the last census. Or, (2) taking the average of the maximum and minimum estimates mentioned in trustworthy references dealing with the topic.
We mainly depended on the following references:
- A. W. Hourani, Minorities in the Arab World,
London: Oxford University Press, 1974.
- Michael Hudson, Arab Politics: The Search for
Legitimacy, New Haven: Yale University Press, 1977.
- E. Gellner and C.M. Micaud (eds), Arabs and
Berbers, London: Duckworth, 1973.
- World Tables, published for the World Bank
by the Johns Hopkins University Press, Baltimore. 1980.
![]()
Source : Saad Eddin Ibrahim,
1994, Sects, Ethnicity, and Minority Groups in the Arab World.
(In Arabic), Cairo, Ibn Khaldoun Center, p. 86.
![]() Source : Saad Eddin Ibrahim, 1992, Reflection on the Question of Minorities. (Arabic), Cairo: Ibn Khaldoun Center. Most of these figures are approximations, reach by the same two methods noted in Table 3: the last official enumeration plus the percentage of natural increase that is similar to the natural increase of the total of inhabitants in the countries where those groups live, for the years following the last census. Or taking the average of the maximum and minimum estimates mentioned in trustworthy references dealing with the topic.
We mainly depended on the following references:
- Robert B. Betts, Christians in the Arab East:
A Political Study. Athens: Layacabettus Press, 1975.
- A.H. Hourani, Minorities in the Arab World,
London: Oxford University Press, 1974.
- M.O. Beshir, The Southern Sudan, Background
to Conflict, Khartoum: Khartoum University Press, 1970.
- World Tables, Published for the World Bank
by the John Hopkins University Press, Baltimore, 1980.
- R.D. Maclaurin (ed), The Political Role of Minority
Groups in the Middle East, New York: Praeger, 1979 (Appendix
B. pp. 268-287).
NOTES
2 For details and documentation see, Ibrahim, Saad
Eddin. Sects, Ethnicity, and Minority Groups in the Arab World,
(1994) (Arabic) (Cairo: Ibn Khaldoun Center), pp. 15-18, and pp.
225-290, pp. 323-369, and pp. 601-629.
4 See also Diamond and Plattner's definition in Nationalism,
Ethnic Conflict, op.cit, p. XVII; Fukuyama, Francis,
"The End of History," The National Interest,
No. 16 (summer 1989), pp. 3-18, and Idem, The End of History
and the Last Man. (New York: Free Press), 1992, p. 201.
5 For full account of civil armed conflicts in Iraq,
Sudan, and Lebanon, see Ibrahim, Saad Eddin, Sects, Ethnicity
and Minority Groups... op.cit, pp. 225-290, pp. 323-360,
and pp. 601-629.
6 Ibid. pp. 14-15; and Hourani, A.H., Minorities
in the Arab World, (London: Oxford University Press), 1947.
7 A full debate has raged among Arab intellectuals
over a proposed conference on the "UN Declaration on Minorities'
Rights and Peoples of the Arab World and the Middle East"
that was to be held in Cairo May 12-14, 1994. The prominent Egyptian
writer and journalist, M.H. Haikal led the charge against the
conference in an article "The Copts are an Integral Part
of the National Mass" Al-Ahram, April 20, 1994. Some
240 Arab intellectuals joined the debate between April and September
1994. Two-thirds of the debaters denied the existence or belittled
the minorities issue in the Arab World. See Civil Society and
Democratic Transformation in the Arab World (CSDTAW) Newsletter,
April - October 1994. See also a full documentation in, Religious
and Ethnic Groups in the Arab World, (Arabic-English). Second
Annual Report, (Cairo: Ibn Khaldoun Center for Development
Studies), 1995.
8 For an account of socio-political developments
see, Ibrahim, Saad Eddin, The Future of Society and State in
the Arab World. (in Arabic), (Amman: The Arab Thought Forum),
1988; Hudson, Michael, Arab Politics: The Search for Legitimacy,
(New Haven: Yale University Press), 1980; Luciani, G. (eds), The
Arab State. Berkeley: University Press, 1990.
9 See an account of the Turkish-Kurdish issue in
Macburin, Robert D., The Political Role of Minorities in the
Middle East, New York: Praeger, 1979; and on more recent events
in southern Turkey and northern Iraq, see Time, April 24,
1995, pp, 50,51 and Newsweek, March 27, 1995, p. 12.
10 Corm, Georges. Variety of Religions and Regimes:
A Comparative Sociological and Legal Study, (Arabic) (Beirut:
El Nahar Publishing Center, 1979) pp. 196-261 (Arabic), Howeidy,
Fahmy, Citizens Not Protected (Arabic), (Cairo: Dar El
Sherouk), 1990; see also a debate between Howeidy and this author
on this issue in Al-Ahram, (Cairo Arabic daily), March
14, 21, 28, and April 4, 1995.
11 Megezil, Joseph. "Islam and Arab Christianity,
Arab Nationalism and Secularism" in The Seminar of Arab
Nationalism and Islam, pp. 361-84 (Arabic); Zuraique, Constantine
in his comment on Kawthrany, Waguih, "The Christians from
the System of Sects to the Modern State", in his book The
Debate of Arab Christians, p.75; El Shair, Gamal, "What
are the Reasons of Susceptibility and What are their Ranges?"
in the Debate of Minorities in the Arab East and the Attempts
of Israel to Use Them. Amman 12-15/9/1981, (Arabic).
12 See the proceedings of the Constituent Conference
of the Al Baath Party as they were narrated in Aflaq, Michael,
For the Cause of Baath, (Beirut: El Tali'a Publishing Center),
1978. First Part p. 121, (Arabic); For more information about
the Baath's attitude towards Minorities, see, Dandeshly, Mostafa,
The Arab Socialist Baath Party, Part I: Ideology and
Political History, Beirut: El Talia Publishing Center, 1979,
pp. 92-95; Al-Duri, A. "The Historical Roots of Arab Nationalism"
in Hopkins, N. and Ibrahim, Saad Eddin (eds), Arab Society,
(Cairo: American University in Cairo Press), Second Edition, 1985,
pp. 20-35.
13 See Yassin, El Sayed and others: Content Analysis
of the National Arab Thought, (Beirut: the Center of Arab
Unity Studies), 1980, p. 52, (Arabic).
14 See Al Hosary, Sati, What is Nationalism?,
Beirut The Center of Arab Unity Studies, 1985 (originally published
in 1958) p. 175, (Arabic).
15 Diamond and Plattner, op.cit, p. XVIII.
16 Packradoni, Karim, "Toward Ethnically Egalitarian
Arab Societies" a paper submitted to the conference on The
UN Declaration on Minorities' Rights and Peoples of the Arab World
and the Middle East, Limassol, Cyprus, May 12-14, 1994.
17 1993 Arab Strategic Report, (Arabic), (Cairo:
Al-Ahram Center for Political and Strategic Studies), 1994.
18 The Iraqi elite led by Saddam Hussain's clan since
1968, comes from the Arab Sunni Muslim town of Takrit. The Sunni
Muslims of Iraq do not exceed 35% of Iraqi's total population
- compared to over 45% Arab Shi'ite Muslims, and 15% Kurdish Muslims.
The Syrian elite led by Hafez al-Assad's clan since 1970s, comes
from a small Alawite Shia'a sect (town of Querdaha) which constitutes
no more than 16% of Syria's total population (see Appendix Tables).
19 See an analysis of recent events in Civil Society
and Democratic Transformation in the Arab World (CSDTAW), Newsletter,
April - August issues of 1994.
20 Review constitutional texts and similar documents
of Arab Countries in Sarhal, Ahmed, Political and Constitutional
Systems in Lebanon and the Arab Countries: (Beirut: EI Baath
Publishing Center), 1980, (Arabic).
22 Ibrahim, S. E., Future of Society and State
in the Arab World. op.cit, pp. 400-450.
23 About the same topic in regard to the Arab World
see:
- Karl W. Deutsch, "Social Mobilization and
Political Development" in the American Political Science
Review, Vol. 55, No, 3, September 1961, pp., 493, and Nationalism
and Social Communication: An Inquiry into the Foundation of Nationality.
Second Edition, Cambridge, Mass, MIT Press, 1966.
- Ibrahim S. E., Bridging the Gap Between Decision-Makers
and Intellectuals in the Arab World, (Amman: the Arab Thought
Forum), 1984, pp. 16-32, (Arabic).
- Lerner, Daniel, The Passing of Traditional Society:
Modernizing the Middle East. (Glencoe, ILL: Free Press), 1958.
- Harik, Iliya, "The Ethnic Revolution and Political
Integration in the Middle East," in International Journal
of Middle East Studies, vol. 3, No.3, July 1972, pp. 303,
323.
- Ghalyoum, Bourhan, The Sectarian Issue and the
Problem of the Minorities, MMS, 1986, pp. 71-79, (Arabic).
24 Ibrahim, S.E., Sects, Ethnicity and Minority Groups. op.cit, pp. 735-740
27 See Ibrahim, Saad Eddin, "Civil Society and
Prospects of Democratization in the Arab World," in Norton,
Augustus Richard, Civil Society in the Middle East, (Leiden:
E. J. Brill), 1995, pp. 27-54.
28 Messarra, Antoine, "Minority Rights in the
Arab Mashrique," in Naim, Abdullahi Ahmed (ed), The Cultural
Dimensions of Human Rights in the Arab World, (Arabic), (Cairo:
Ibn Khaldoun Center and S. Al-Sabah), 1993, pp. 427-52.
29 "The Berbers Demand a Voice", Al-Ahram
Weekly, October 20, 1994, p. 5. 31 Minorities Concerns in the Arab World, the 1993 Annual Report, (Cairo: Ibn Khaldoun Center), 1994.
About the authorBorn in Mansura, Egypt, Saad Eddin Ibrahim was educated at Cairo University and obtained a Ph.D from the University of Washington in 1968. He is presently professor of Political Sociology at the American University in Cairo and Chairman of the Board of the Ibn Khaldoun Centre for Development Studies. He is the author of a number of books including: Sociology of the Arab-Israel Conflict, Population and Urbanisation in Morocco, Society and State in the Arab World. |
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