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Memory of the World Programme



Appendix D: TECHNICAL ASPECTS OF PRESERVATION

Recommendations of the Sub-Committee on technology

Preface

The members of the Sub-Committee on Technology wish to express their thanks to those people that have helped with advice and comment on this document.The final conclusions and wording of the Recommendations are, however, the work of the Sub-Committee and our advisors should not share the blame for any errors that may be contained within this document.

It should also be noted that the Recommendations apply to today. They concentrate on digitisation and its potential for improving the access to and preservation of documents of all kinds including manuscripts, texts and sounds and images. The aim is to encourage the exploration of the advantages offered by digitisation whilst making it clear that digitisation is not a panacea for all the problems facing collections.

In particular, the Sub-Committee on Technology wish to make clear that the traditional conservation methods used to keep documents in a useable condition will not be replaced by the commencement of a programme of digitisation. To complete the process of digitising a collection will frequently take many years and the preservation programme for the original documents must continue. The digitised copy will, in most cases, not be a replacement for the original but will form an access copy acceptable to the majority of the users thus helping to reduce the stress on the original document.

Access copies provided by micro-films and photographs may also still be required if the quality offered by currently available digital technology is inadequate.

Technology moves on, however, and the standards of digitisation are constantly improving. These Recommendations have, therefore, to be seen as a draft which will require regular review and updating.

Various scientific prefixes denoting magnitude are used in this document. A short note on the hierarchy is given to help those not familiar with the terms. Each prefix is 1000 times larger than the term above. The prefixes are combined with Bit - a single binary digit - or a Byte - a group of eight binary digits.
Kilo One Thousand
Mega One Thousand Kilo or One Million
Giga One Thousand Mega or One Billion
Tera One Thousand Giga or One Trillion
Peta One Thousand Tera
Exa10 One Thousand Peta


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1. Summary

The Sub-Committee on Technology to the International Advisory Committee for the Memory of the World Programme:

Having considered the advantages offered by the various technologies currently available;

Being aware of the increasing demand for access to documents;

But also being aware of the risk of damage to documents from over-use;

Being aware also of the need to provide preservation copies of many endangered documents;

Taking account of the fact that many analogue data carriers have a restricted life span and will require the information to be copied in order to preserve it for the distant future;

But also taking into account the fact that copying in the analogue domain inevitably leads to a loss of quality;

And taking account of the fact that not all documents are currently suitable for copying to a new medium;

Suggests that a programme of digitisation of documents is the best compromise between the conflicting demands for more access to collections and for greater protection for the documents.

The Sub-Committee on Technology therefore recommends that the Custodians of all collections examine closely the benefits for their collection that may flow from the creation of digital copies of the documents.

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2. Introductory Comments

a. Limitations in the Recommendations

The technical needs of a catalogue for a digitised collection have not yet been agreed. It is clear that a catalogue for a digitised collection can offer more than the traditional catalogue, particularly with regard to images and sounds. It can, for example, also incorporate an active system of pointers to related material. Discussions by documentalists that lead to a definition of the catalogue requirements would enable the Sub-Commitee on Technology to include the catalogue needs in the technical recommendations.

b. Restrictions to Digitisation

The Sub-Committee on Technology recognises that some types of documents are not appropriate for digitisation at present. The reasons vary. For example motion picture films require more digital storage space than technology can provide at an economic cost at present and large maps and plans will not fit into existing scanners.

In addition, there are documents that have a value beyond that of the information that they hold. The artistry of illuminated manuscripts and the historical significance of documents such as the "Magna Carta" or the "Declaration of Independence" take them beyond the realm of simple information carriers. Similarly, more modern carriers such as art photographs, films and sound recordings are valued objects in many collections. A digital copy of these documents will not represent all aspects of their appearance and character but will, however, reduce the level of stress caused by over-use.

c. Urgency

A new storage system is required very urgently in parts of the sound and moving image fields. Each day, more carriers decay beyond the point of restoration. A slow "Fire of Alexandria" is in progress. Books, manuscripts and prints are also decaying. It is no longer a question of "If" information carriers will be lost but a question of "When". Some carriers will survive for thousands of years. Many are only lasting for thousands of days. To preserve their information it has to be copied.

d. Preservation of the Original Documents

The Sub-Committee stress that the introduction of a large-scale digitisation programme should not be seen the pre-cursor of a programme of scrapping the original carriers. For many collections, digitisation will be primarily to improve access. The digital copies will assist the preservation of the original document by reducing the number of requests for access to it and, therefore, reducing the stress on the document.

Not all documents can be copied to a digital format with sufficient quality yet. Small inaccuracies and losses may occur. The original documents will be required at a future date when technology offers the necessary improvements in the quality of transfer and digitisation.

There may be documents, particularly in the sound and moving image areas, where the disposal of the original material after digitisation is sensible because the original carrier is too decayed to be preservable. This is not, however, the norm.

e. Recommendation of Digitisation Technology

The Sub-Committee is not able to make a firm, single Recommendation as to the type of digitisation equipment or the storage medium to be employed. This is a matter for investigation by the collection Custodians when assessing the requirements of the individual institutions. Some of the points to be considered are given below, as are some minimum technical standards that equipment and the transfer process should meet. The members of the Sub-Committee on Technology are prepared to assist with advice on specific questions and to recommend specialist advisers for projects that require more in-depth assistance.

The technical situation is continually changing and the Sub-Committee on Technology intends to keep the situation under review.
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3. Digitisation

a. Why Digitise?

The pressure for access to documents is increasing and this demand, in turn, increases the risk of damage, both gradual and catastrophic, to the document. Although many types of damage can be repaired, the expense involved can be considerable. In cases of severe damage, particularly with sound and moving image carriers, the document is effectively destroyed.

By digitising a document, the access needs of the majority of users can be met by using the digitised access copy. Many users wish to examine the content of a document and do not need to examine the original carrier.

In addition, for many documents it is possible to make a higher quality digitised copy that, for many documents, can form a safety back-up copy of the original.

b. The Advantages of Digitisation

The Sub-Committee on Technology believes that the main potential advantages offered by digitisation are:

i. Copying - the potential to make copies of digitised information, using the same storage format or another digital format, without loss of quality.

ii. Automation - not only of the play-back of items requested by researchers, by using robotic storage systems, but of the process of making copies. As the document is represented by a string of binary numbers, it is possible to automate the process of copying and even to remove the need for human checking of the fidelity of the copy.

iii. Auto-Checking and Repairing - the possibility of automating the copying of digital information leads to the potential auto-checking of the condition of the collection and, if excessive errors are detected in a digital carrier, making a corrected copy of the material without human intervention.

iv. Searching - digitization offers the possibility of being able to search both local and remote catalogues and to create a web of links or pointers from the document accessed by the user to associated documents in the same or other collections. In addition, full text searches can be made. Similar search techniques are being devised for sound and image documents.

v. Access - the ability to send a digital signal over communications networks without loss of quality. The use of large scale robotic stores will enable the digitised collection to be accessible for 24 hours a day with the minimum of staffing.

vi. Speed of Copying - within the digital domain, it is possible to accurately copy or transfer data at a very high speed. The provision of a hard-copy to a researcher can be performed swiftly. The future migration of collections to new carriers will be much faster than the initial movement to the digital domain.

vii. Quality - the potential to digitise an information carrier at a very high resolution or at a lower resolution as required. It is also very easy to generate a lower quality copy from the higher quality copy when required.

viii. Space Requirements - the density of storage of digitised information on the carrier can result in a major reduction in the shelf space required. This in turn reduces the space that requires archival climatic control with a consequent reduction in running costs.

ix. Future Migrations of the Collection - if a collection is copied to an analogue carrier, future migrations of the collection will cost (subject to inflation) the same as the current migration. If the collection is copied to a digital carrier, future migrations can take advantage of the possibilities for automated transfers inherent in a digital format (see 3.b.i. and ii. above).

Migration of collections of digital data is not a new phenomenon. The banking world, for example, has successfully migrated its data banks several times. The experience of banks can give useful guidance when faced with the migration of textual, visual and aural information.

c. Disadvantages of Digitisation

The major disadvantage perceived by many people is the cost. This can be summarised under four main headings:

i. Capital Costs - the equipment required to carry out the digitisation process can be expensive to buy and often requires skilled operators if the best results are to be achieved.

ii. Storage Requirements - it is often considered that the carriers used to hold digitised information will require a very clean and climatically stable environment with a consequent increase in the energy consumption of the collection. There would also be a capital cost in the creation of any such controlled storage area.

iii. Running Costs - there are fears that a digitised collection may itself require frequent copying with the consequent labour, energy and new carrier costs. A safe life of only two to three years for digital information stored on magnetic tape and of three to five years for optical discs is feared.

iv. Preparation Costs - before capturing the document, it is necessary to prepare the material. In addition to any physical preparations that may be required, the preparation includes the ordering and indexing of the original material and the entry of the textual references into the data base by specialist staff. This can be an expensive process. The manpower requirement to copy the existing carriers to a new carrier is seen as being very high.

The Sub-Committee on Technology discussed these points and made the following comments and suggestions:

i. It may be possible for a group of smaller archives and libraries to share a set of digitisation equipment. The process of digitisation may, after the initial major capture process, be a more intermittent operation for smaller institutions. For larger collections with an active acquisitions programme, the possession of their own equipment will be a necessity.

The capital cost of the equipment required for a programme of digitisation has also to be set against the potential savings in preservation costs. Savings can be made by concentrating the preservation resources of the collection on the documents in the collection that have a value beyond that of simple information carriers. For many decaying carriers of information, only digital storage provides the means of preserving the information in an undistorted form for millenia.

ii. The optical discs and magnetic tapes used by the currently available digitisation systems do not require extremes of cleanliness or climatic control. If an area constructed to high standards of cleanliness and climatic control is required, it will be very small in comparison to the area of traditional shelving.

iii. Early computer tape storage formats lacked the sophisticated error protection systems used on modern formats. In addition, the tapes were not in a cassette or cartridge format and consequently suffered damage if carelessly handled. The banks and other institutions using these early magnetic tape formats copied the tapes at frequent intervals to avoid errors overwhelming the simple correction systems available at the time.

Many television broadcasters are currently copying their old video-tapes, dating back to the late 1950s, to digital carriers. This copying is being done because of machine obsolescence and, in some cases, because of carrier decay. Instability of the magnetic particles containing the information is not a factor.

The broadcasters have carried out much research into the long-term economics of copying their collections and have concluded that a modern, digital video-tape format offers the best solution for the preservation of their programme material. The same tapes and error correction systems can be used for the storage of other forms of information including texts, still images and sounds.

Factors such as frequency of use and the storage environment will affect the life-expectancy of tapes. Frequently played tapes will have shorter life than the norm but these are expected to be relatively few in number. For very popular items, duplicate copies can be held.

Optical discs in the form of commercial CDs have been in existence for over ten years. The number of cases of information loss have been very small. Those cases that have been reported were mainly due to a corrosive ink being used to print the label information on the discs. This led to contamination of the digital data. The problem was quickly detected and solved.

If a robotic storage system is employed, the costs of checking and copying the carriers can be greatly reduced. The facility of auto-checking for errors without human involvement is already available on some robotic systems. Auto-copying without human intervention is also feasible. The only cost then is the new carrier required for the copy.

iv. Material to be captured on micro-film also requires preparation and restoration before being photographed. The material to be digitised often does not require physical restoration before digitisation. In many cases the "restoration" can be performed more effectively, and cheaply, in the electronic domain when the information is accessed. This also permits the use of future improvements in forensic techniques of document examination which may be impossible to use on a physically restored document. Degradations such as lack of contrast, ink bleeding, blotches, stains etc. that have occurred during the life of the document are part of its history. The "restoration" of these degradations in the digital domain rather than by permanent, physical methods is highly recommended.


The skills required by the operators of the digitisation process are of the same level as the skills required by operators of a micro-filming process. Some re-training will be required but the staff-cost element should not change greatly. A degree of automation of the capture process may also be possible.

d. Cost and Quality Factors in Digitisation

To copy from a traditional analogue carrier to a new carrier - either analogue or digital - is expensive. Trained staff, with the ability to monitor and adjust the process, are required to ensure that the best transfer quality is achieved. The technical quality of an analogue copy made from an analogue original is not as good as the original and the quality steadily deteriorates with each succeeding generation of copying.

This deterioration may not be obvious with some types of information carrier because the intrinsically high level of redundancy in the information. This is particularly true of printed texts where very large errors are needed before the text becomes unreadable. Other types of information carrier suffer obvious quality losses after minor deterioration.

To copy from a digital carrier to another digital carrier offers the possibility of automation for both the mechanical parts of the process and the monitoring. The technical quality of a digital copy made from a digital original is identical to the quality of the original.

e. Access and Preservation Copies

During the discussions of the Sub-Committee on Technology, it became clear that a fundamental difference existed between the texts and still images working group and the sound and moving image working group. The first group sees digitisation as, primarily, an access tool. The second group is seeking a tool to make high quality facsimiles for preservation purposes. This does not negate the Recommendations of the Sub-Committee; on the contrary it strengthens the need for the dialogue. Improvements in both access and document preservation can be provided by the same systems producing digital copies at different levels of fidelity.

For some collections, a mass produced storage medium such as CD-ROM, which can, if desired, be physically distributed to the users, will be the best solution. CD-ROM and CD-R offer a reasonably inexpensive entry to digitisation and the discs can, as the size of the digitised collection increases, also be used in a robotic jukebox to improve the speed of service to users.

For other collections, a large capacity, robotic store offering the possibility of remote access via networks is the best solution. The decision as to what is the best solution will vary from collection to collection. In some cases, both the mass-produced carrier and the robotic store will be required.

f. Limits of Digitisation

As previously discussed, there are two main limitations to the digitisation process:

i. The very large digital storage requirements of some types of documents. In particular, moving image documents and large collections of high quality photographic stills. Storage technology is still improving and the unit cost of digital storage is dropping while, simultaneously, the capacity of stores is increasing.

ii. The definition of a digital copy made using current technology may not be adequate to provide the high level of fidelity required by some types of documents.

g. Dangers of Digitisation

From the above comments it can be seen that digitisation is not currently viewed as a universal preservation tool. The transfer of large numbers of documents will, however, aid preservation by reducing the pressure on the original documents.

The creation of a digital access copy does not mean that the original document can be neglected or disposed of. The funding bodies of institutions must be made clearly aware that digitisation is, for most documents, a method of granting more people access to the information (by means of a high quality copy) without increasing the dangers of damage to the original document, with the consequent high restoration costs.

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4. Standards

a. Technical Standards

It is possible to make a digital transfer at several different standards of quality. A decision as to the optimum technical standard of digitisation for a document must be made as part of the process of examining and preparing a document prior to digitisation.

For documents that can be stored as a still image, the following levels can be identified by examining the information to be digitised.

1. Many modern text documents require only a basic bi-tonal storage standard - a digital photo-copy. This would include many books and typed documents.

2. Documents that include mono-chrome images and photographic stills require a grey-scale storage standard - the equivalent of a black-white photograph - to adequately digitise the document.


3. Documents that include colours, such as illuminated manuscripts and maps, and items that may require forensic type examination require full-colour digitisation.

Sounds and moving images, by their nature, require different standards definitions but in many cases these are already defined by recognised international Technical Standards.

b. Usage Standards

Custodians of collections must decide what purpose any digitised copies are to fulfil.

Basic Access - available for access by all with the original document available for examination only by scholars and researchers. This is a copy that will satisfy the needs of 95% of users.

Intermediate Access - may be required by some collections, for example to provide more protection to an important or popular document by restricting access to the original document even for researchers and scholars. The Intermediate Access copy will satisfy the needs of 99% of users.

Facsimile - the replacement of a severely decayed document will require a preservation standard - as near a facsimile of the original as possible. Accepted as a duplicate of the original document and providing a safety or preservation copy of the document.

In addition, a "Catalogue" or "Browse Mode" standard may also be required. This would, for example, enable sounds, images or illustrations to be accessed by using low quality copies as a search tool.

c. Optical Character Recognition

The use of Optical Character Recognition (OCR) systems in place of bi-tonal images for texts was considered. OCR systems have several potential advantages. The main advantages are a decrease in the digital storage space required and the possibility to search the text directly without the need of a key-word catalogue. At present, the reliability and usefulness of OCR software is limited. Work is still proceeding and commercial developments, such as systems that can recognise a small range of handwriting and convert it to type, are signs of the increasing commercial interest in this area. If the systems become sufficiently reliable, the use of OCRs would create a fourth technical standard for the capture of textual documents.

d. Data Compression and Data Reduction

Data compression (loss-less data compression) is acceptable as a part of the capture process if a lack of storage space makes its use essential. Data compression is a reversible process: the signal is fully restored after de-compression.

Data reduction, however, is not reversible. The disadvantages of a data reduced copy may not be realised until some future date when manipulation of the digital copy is attempted for special purposes eg. to enhance certain colours to help detect watermarks or writing that has been partially erased. Data reduction is only acceptable if no loss of critical information that may be required by users can be detected. Data reduction can be a powerful and essential tool in the provision of access and dissemination copies. It is, however, unacceptable in all processes related to preservation.
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5. Conclusion

The Sub-Committee on Technology recommends that the digitisation of documents be considered by all Custodians of collections as a method of providing improved access to the documents in their care without simultaneously increasing the risk of damage to the collection. Digitisation should also be considered, where necessary and/or possible, for the creation of preservation copies of the information.

The advantages of large scale digitisation programmes greatly outweigh the disadvantages. Those groups of documents that are not suitable for digitisation because of shortcomings in the equipment and processes currently available will be monitored by the Sub-Committee on Technology and further recommendations made at intervals.
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ANNEX A

Technical Standards

The Sub-Committee on Technology has discussed at length the technical standards that should apply to digitisation of documents. This is a complex subject because of the number of official and de-facto standards currently in use. The figures quoted are given with the knowledge that they will not meet with universal approval. It is hoped that the following suggestions will generate a wider debate, that will, in turn, lead to a general consensus.

The figures quoted are an attempt to tread a path between what is in common use and what is desirable. In some cases a technical standard that is at the leading-edge of current technology is suggested. This is done with the experience of previous "leading-edge" technologies that have become industry standards.

1. Texts and Still Images

For textual documents and still images, digital copies will normally be made to improve access. Copies of endangered documents may also be made to a higher standard to provide a safety or preservation copy. There will, however, always be a residual group of documents that can never be considered as suitable for preservation by digital methods. Any digital copy of these documents will be an access copy only. The reasons for their omission are not normally technical but usually cultural and historical.

The sub-committee has proposed standards which it considers the minimum required for Intermediate Access copies. However, where circumstances require custodians of collections to treat digitisation as a preservation process for endangered material, image capture must be carried out to full facsimile standard, using the assistance of curatorial and technical experts to judge the appropriate technical standard of image capture, which will frequently be much higher than the minimum standards quoted here.

The main parameters that affect the quality of digitised copies of books, manuscripts and other paper-based material are the resolution of the image and the range of the grey-scale or colour-scale for each pixel. The figures that follow are the minimum value for each parameter for each group of materials. Some documents may require higher values of resolution and grey/colour-scale. Examples include texts with very fine detail or small characters. The figures given are for Intermediate Access copies. Copies being made to Facsimile standards for safety or preservation reasons will require higher values.

Flat documents may be captured by flat bed scanners. Documents that are not flat and old books with bindings that cannot be opened fully should be captured by a digital camera.

a. Modern Texts

i. Printed Materials, Typed Documents etc

Capture parameters : 200 dpi, bi-tonal (one bit per pixel)

Compression : CCITT G IV

File Format : TIFF 6.0

ii. Documents Containing Black and White Photographic Plates

Capture parameters : 100 dpi, 8 bit grey-scale

Compression : JPEG loss-less Compression

File Format : TIFF 6.0

b. Manuscripts and Early Printed Materials

i. Monochrome Material

Capture parameters : 100 dpi, 4 bit grey-scale

Compression : JPEG loss-less Compression

File Format : TIFF 6.0

ii. Colour Material

Capture parameters : 100 dpi, 24 bits/pixel

Compression : JPEG loss-less Compression

JPEG Lossy for non-critical images

File Format : TIFF 6.0

An alternative de-facto standard is Photo-CD.

c. Photographic Stills

For monochrome material, capture at 8 bits/pixel and colour material capture at 24 bits/pixel.

i. Opaque

Capture parameters : 100 dpi

Compression : JPEG loss-less Compression, JPEG Lossy for non-critical images

File Format : TIFF 6.0

ii. Transparencies

(8 x 10 inches, 35mm and Microfilm)

Capture parameters : 200 to 2000 dpi

(depending on the reduction factor)

Compression : JPEG loss-less Compression, JPEG Lossy for non-critical images

File Format : TIFF 6.0

If a microfilm does not include gray scale information, then it can be classed as part of Group i.a. Modern Texts

An alternative de-facto standard is Photo-CD.

d. Maps

For monochrome material, capture at 8 bits/pixel and colour material capture at 24 bits/pixel.

Capture parameters : 100 dpi

Compression : JPEG loss-less Compression

File Format : TIFF 6.0

Maps larger in size than A3 should be first photographed and the resulting image digitised.

The merits of using a digital camera in place of a photographic camera followed by the digitisation process for large documents were discussed by the Sub-Committee on Technology. Concern was expressed about the limited number of lines and pixels per line available with current digital cameras. It was acknowledged that the latest production systems for feature movies were using digital equipment of 3000 lines vertical resolution and 2500 pixels horizontal resolution. These systems were not, however, manufactured in a form suitable for the digitisation of large paper documents. The resolution of CCD cameras is limited mainly by the size of the chips. Larger chips can, in theory, offer higher resolution. It is also possible to capture a large document in sections and join the sections in software when viewing it.

Whenever possible, documents should be captured at a higher standard and lower standard copies produced from this as required.

The above statements are what is realistically possible today. The ideal standard may not be achievable today but it should be kept in mind as the long-term target. If a document is in good condition but technology does not yet permit its capture at the ideal standard, it should not be digitised but left until technology does permit its capture at the ideal standard. If, however, the document is in poor condition or access to it is frequently required, then digitisation at the best possible standard currently available is recommended. To overcome the limits imposed by the capability of current digitisation equipment, it may be advisable to consider the creation of high quality photographic copies. It must be remembered, however, that photographs are themselves subject to decay.

2. Sounds and Moving Images

a. Sound

In general, the standards quoted provide an Intermediate Access standard. The standards are suitable for transmission using the AES/EBU interconnection standard.

i. Historical Material (Cylinders, 78s)
Sampling Bits/ Bytes/
Standard Second Hour
48 kHz/20 bit 1920.0 kbits/s 864.0 MB/h
two channel

The use of a stereo pick-up and digitising each output separately when copying grooved originals enables the signal from each groove wall to be recorded independently, even though the two outputs are nominally identical. This may assist if scratch and click removal software is used when playing the digital copy.

ii. Modern Analogue (LPs, Tapes)
Sampling Bits/ Bytes/
Standard Second Hour
48 kHz/20 bit 1920.0 kbits/s 864.0 MB/h
Stereo

iii. Digital

Store at the same standard as the original material.

The commercial CD standard of 44.1 kHz/16 bit per channel sampling standard can be used as a Basic Access and dissemination standard.

For access by networks and for multimedia applications, the maximum acceptable level of reduction of data is that given by ISO/MPEG-1 (Audio) Layer III at a data rate of 64 kbits/s per channel. Only browse or catalogue copies should be digitised to a lower standard.

b. Analogue Video

In general, the standards quoted provide an Intermediate Access standard. There are two methods of storing and distributing colour video signals. The video signal received off-air or by cable (NTSC or PAL) or viewed from tape at home (VHS, BetaMax etc) are composite signals coded to include the colour and luminance information in one signal.

The Sub-Committee recommend the use, wherever possible, of a component format which stores a luminance signal (equivalent to a monochrome image) and two lower quality colour difference signals separately . This uses more storage space but offers advantages when copying or converting the signals. The standards quoted are based upon CCIR Recommendation 601 for composite digital video.

The CCIR 601 standard gives two word sizes for storage - 8 bit words or 10 bit words. The early digital video recorders (D1 to D3) used 8 bit words but the trend is to use 10 bit words. The latest digital video recorders are 10 bit capable. The higher standard is chosen to give increased fidelity to the stored images.

Sampling: Standard 13.50 MHz/10 bit 75 MHz/10 bit 75 MHz/10 bit
Bits per: Bytes per:
SecondHour
Luminance (Y) 135.0 Mbits/s 60.75
Colour Diff. (U) 67.5 Mbits/s 30.38
Signals (V) 67.5 Mbits/s 30.38
Totals 270.0 Mbits/s 121.50 GB/h

In practice, the most common access and dissemination medium in current use is the VHS tape. The quality of VHS relative to the above video standard is inferior to the quality of the CD relative to the audio standard. The proposed new digital format for domestic video tape may offer a better quality access format.

For access by networks and for multimedia applications, the maximum acceptable level of reduction of data is that given by MPEG-2 (Video) at a data rate of 2 Mbits/s. Only browse or catalogue copies should be digitised to a lower standard.

c. Digital Video

Store at the same standard as the original material.

d. Film

The minimum acceptable standard for an Access standard for copies of 35mm films would be a High Definition Television (HDTV) standard. At the moment of writing, however, the HDTV recording scene is still unsettled. In addition to the differences between the format advocated by North America and Japan (1125 lines, 60 fields per second) and that advocated by Europe (1250 lines, 50 fields per second) there are a number of other unresolved questions with regard to recording formats.

Either basic HDTV format will, in principle, provide a suitable Access standard copy. Both formats are being used for the shooting and production of programme material for television transmission or for transfer to film for public viewing. The use is, however, often on a slightly experimental basis and using a range of potentially incompatable equipment. Until the uncertainties in the technical specifications are resolved, the Sub-Committee are unable to make any meaningful comments.

An Intermediate Access standard for 35mm film - one which meets the requirements of 99% of viewers - would require a storage capacity beyond that which is economically practical today. Specialist restoration and processing systems which exceed the quality of 35mm film are already being used. The work can, however, only be performed in short sections. Each completed section has to be copied back to film as the storage capacity is insufficient to hold an entire 90 minute feature film.

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ANNEX B

Obsolescence of Machine Readable Formats

The obsolescence of machine readable formats and the problems that this is creating for video collections in particular was discussed.

A machine-readable format, by definition, requires both the carrier and the machine required to access it to be in good condition. It is one of technologies quirks that later formats are often more at risk from obsolescence than earlier formats because of their increased complexity. For example, to construct an Edison cylinder player is within the capability of any reasonably equipped workshop. The construction of machines to access modern formats is much more demanding.

The video world is currently tackling the problem of the earliest commercial recording format - the Ampex 2" quadruplex tape format. This format was introduced in the late '50s and a crisis is looming. Many tapes are showing signs of decay; the machines needed to copy the material are old and spare parts are no longer made; the experienced operators are nearing or have reached retirement age; the quantity of tapes to be examined and copied is very large in the order of hundreds of thousands of hours; the documentation available for many tapes is inadequate to permit the selection of material for copying without first viewing the tape. To preserve the material, it has to be copied. The work of copying the tapes to a digital format has been started by many broadcasters and archives but it is a race against time.

The formats that followed the 2" tape format - the 1" tape formats - are also approaching a similar crisis. These formats came into use in the late '70s and were used as production formats until the early '90s.

There are at least seven other analogue recording formats that have been widely used by amateur and professional cameramen. The problem is compounded world-wide by the different video standards used in various regions of the globe. Material on any of these formats may be offered to archives and libraries. Only the largest and best equipped video archives can be expected to deal with this range of formats and standards.

Since the first digital video format (D1) was introduced in the mid '80s, at least four others have been launched. None of them is in a dominant position in the market. D1 itself is now virtually obsolete.

The problem requires technicians who understand the operation of a range of formats. The collection also needs to own working examples of obsolete machines. This increases the need for highly trained, specialist technicians. There is currently no training for archive technicians anywhere in the world. There are some establishments that can, potentially, provide such training but finance will be required to enable them to organise and run suitable courses.

The training of technicians is not a purely technical matter. Modern technology provides many ways of making changes when copying a document. The ethical considerations of archival copying need to be taught as well as the technical considerations.

Sound and moving image archives and libraries require a storage format that is not linked, solely, to the demands of the broadcasters, publishers or manufacturers. It must be able to contain documents of several types so that, for example, the digitised sound of an LP record may be stored with the image of its cover photograph and the text of the sleeve notes. A storage system that does not restrict the digital data-stream - a free-formatted store - is preferred. Most of the commercial, mass-produced systems available at present require the information to be in a specific formation before recording.

Stores that are fully automated, self-checking and self-renewing are becoming available from a number of manufacturers. Because of their ability to copy and check carriers without constant human intervention or monitoring, it is possible to migrate collections to new stores whenever the need arises without incurring the very large labour costs demanded by the migration of analogue or shelf-stored digital carriers.

This is not science-fiction. Such stores are starting to be installed in some audio archives and libraries. They are also in use in a number of other areas requiring the storage of very large amounts of digital information such as banking and scientific centres. They will also be the backbone of new consumer services such as "video-on-demand".
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ANNEX C

LIST OF PARTICIPANTS

Members of the Sub-Committee on Technology:

Abdelaziz ABID
General Information Programme (PGI)
UNESCO
1 Rue Miollis
75015 Paris
France
E-Mail:A.ABID@UNESCO.ORG
Tel: +33 (1) 4568 4496
FAX: +33 (1) 4449 0058
Michael ALEXANDER
The British Library
Computing and Telecomms
Boston Spa
Wetherby West Yorkshire
LS23 7BQ
United Kingdom
Tel: +44 (1937) 546883
FAX: +33 (1937) 546872
E-Mail: michael.alexander@bl.uk
Julian BESCOS
Co-Director Archivo de Indias Project
Co-Director Society "Archivos y Bibliotecas"
created by IBM Spain and El Corte Ingles
Apartado Correos 179
28080 Madrid
Spain
Tel: +34 (1) 397 9206
FAX: +34 (1) 735 1440
George BOSTON Rapporteur
14 Dulverton Drive
Furzton
Milton Keynes
MK4 1DE
United Kingdom
Tel: +44 (1908) 502610
FAX: +44 (1908) 502520
E-Mail: gboston@gn.apc.org
Dietrich SCHÜLLER Chairman
Chairman Director Phonogrammarchiv
Österreichischen Akademie der Wissenschaften
Liebiggasse 5
A-1010 Wien
Austria
Tel: +43 (1) 40103 2734
FAX: +43 (1) 403 0465
E-Mail: pharchiv@kfs.oeaw.ac.at

The following people have also taken part in discussions or have offered advice and comments at various times:
Bill BULFORD
BBC Television - Television Centre
Wood Lane
London W12 7RJ
United Kingdom
Tel: +44 (181) 576 1566
FAX: +44 (181) 576 1639
Michael CROLL
BBC Research Department
Kingswood Warren Tadworth
Surrey
United Kingdom
Tel: +44 (1737) 836612
FAX: +44 (1737) 836665
Brian JENKINSON
National Film and Television Archive
John Paul Getty III Conservation Centre
Kingshill Way
Berkhamsted
Hertfordshire
United Kingdom
Tel: +44 (1442) 876301
FAX: +44 (1442) 862085
Jacques KLOSSA
General Director TRIBUN-VTCOM
(France TELECOM)
40 Rue Gabriel Crie
92240 Malakoff
France
Tel: +33 (1) 4612 6971
FAX: +33 (1) 4612 6980
Franz LECHLEITNER
Phonogrammarchiv
Liebiggasse 5
A-1010 Wien
Austria
Tel: +43 (1) 40103 2740
FAX: +43 (1) 4030465
E-Mail: pharchiv@kfs.oeaw.ac.at
John NUNN
BBC Radio - Room 4102
Broadcasting House
Portland Place
London W1A 1AA
United Kingdom
Tel: +44 (171) 765 3522
FAX: +44 (171) 765 3822

Support has also been received from:

Harald GARDOS
Secretary General
Austrian Commission for UNESCO
Mentergasse 11
A-1070 Wien
Austria
Tel: +43 (1) 523 64 21
or +43 (1) 526 36 80
FAX: +43 (1) 526 13 01

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14 November 1996