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Appendix E: QUESTIONS RELATING TO DIGITIZING MATERIAL

Text transcribed from:

DIGITIZING RESEARCH MATERIALS: QUESTIONS TO BE CONSIDERED

by Jutta Reed-Scott, Senior Programme Officer for Collections and Preservation

American Research Libraries Newsletter 172 January 1994, p. 5

During the past two years, projects for digitizing research materials have multiplied. Many of these projects have been supported by grants funds. This article poses some of the questions that reviewers will typically ask in evaluating proposal applications. The questions are adapted from preliminary considerations developed by several federal funding agencies. Working with representatives of the Coalition for Networked Information, the Commission on Preservation and Access, and with the advice of other experts, the group developed a series of technical considerations that could be used by applicants. They are intended to embody a guiding, not a prescriptive, approach. Libraries may request the full text of Considerations for Converting Materials to Electronic Form from Paul Evan Peters, Executive Director, Coalition for Networked Information (paul@cni.org). At the request of the ARL Committee on Preservation of Research Library Materials, the following summary was prepared.

The general elements of a proposal for digitizing research materials should address an array of specific questions, which are grouped under the standard elements of a proposal. These include:

1. Significance of Materials

a) What are the intellectual goals of the project and the relevance of converting the proposed materials to digital form?

b) Who are the potential users of this material?

c) What evidence exists that digitization of the material will enhance its use?

d) How does the project relate to comparable efforts by others?

2. Technical Plan

a) Are the specified tasks adequate to the objectives and outcomes of the proposed project?

b) What are the level of staffing and qualifications of the project's staff? What is the division of labor (including consideration of collaborative efforts, service bureaus, and other creative strategies)?

c) What are the hardware/software requirements?

d) How will network connectivity be assured?

e) Does the project follow existing standards or will it adopt innovative new practices?

3. The Project's Methodology

a) What is the nature of the materials to be digitized? Are they page-oriented text or materials (including text) that are not page-oriented (eg., audio, video, films, photographs, and graphic materials)?

b) How will intellectual access to the digitized materials be provided (eg., item control; media header; MARC bibliographic records; document control structures; or other means)?

c) How will the materials be digitized, formatted, and subjected to quality control? What will be the resolution, black and white, grey scale, or color; and compression scheme of the scanned page images?

d) What is the level of image enhancement? ASCII without markup (keyboarded or processed by optical character recognition software [OCRed]); text with mark-up (keyboarded or OCRed)?

e) What will be the tagging scheme (eg., the Text Encoding Initiative [TEI]) or compound documents (Computer-assisted Logistics Systems [CALS], Open Document Architecture [ODA], Multipurpose Internet Mail Extensions [MIME], or other)?

f) What criteria will be used to determine the quality of the digital product (ie., the acceptable levels of resolution, compression, and image enhancement)?

4. Preservation and Access

a) What are the long-term (life-cycle) management strategies regarding the digitized materials?

b) How will the preservation and maintenance of the digitized materials be assured? What are the institutional capabilities and what institutional commitments have been made to ensure that the digitized resources will be maintained over time (eg., implementation plans, monitoring processes, and arrangements with appropriate entities to store, refresh, maintain, and authenticate the digital resources)?

c) Is the digital version of the resource intended to replace or supplement the preservation of the source materials?

d) What will happen to the source materials after a digital version is available?

e) What authentication and identification strategies are in place to assure against accidental or intentional changes or replacements?

f) What are potential disaster scenarios and what are the disaster prevention plans? Will there be backups either digital and/or analog?

5. Dissemination of Digitized Resources

a) Will the digitized materials be disseminated by magnetic tapes or diskettes; CD-ROM; network server, operated by the investigator or by someone else; or other means?

b) What terms and conditions apply to permit dissemination (eg., copyright provisions and costs)?

c) What organization or individual controls the rights to reproduce and disseminate this material? Have the rights to reproduce and disseminate this material been secured?

d) How will the security, integrity, privacy, and confidentiality be protected with respect to access to the information.

e) How will any restrictions on access that exist for the original form be maintained/honored in the digital version of the resource?

f) How will knowledge of and proficiency with the digitized materials be promoted? Will this include documentation; reference guides or tip sheets; publications, speeches formal training sessions, or workshops; support services; posting on listservs or bulletin boards; or other strategies?

g) How will the technical methods, findings, and results (including error rates, compression ratios, and costs) be disseminated?


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14 November 1996